Our experience ranges from assisting top-tier banks and Fintechs with structural compliance tools, such as policies and procedures, training, and compliance audits, through to conducting internal investigations where there is a particular issue or concern.
We have been and continue to be involved in many of the most significant and high profile international white-collar crime and regulatory investigations of the last decade, including LIBOR.
Training one of Europe’s largest banks
CFA compliance for a fund manager
A client regarding compliance with FCA principle and rules Managing Partner of a private equity firm
A client regarding compliance with FCA principle and rules
Managing Partner of a private equity firm
Fulcrum Chambers is one of very few firms who have a real expertise in corporate white-collar defence and compliance processes. This comprehensive expertise allows them to provide a pragmatic, tailored advice to companies on compliance processes, as they are able to draw from their expertise in criminal defence.
Senior Regional Compliance Officer – Multinational Infrastructure Company
I felt they had a good relationship with the SFO and that there was considerable mutual respect between them.
Senior Executive – Multinational Engineering Company
More than two years on, people still talk about this gripping presentation and I am hugely grateful for the imaginative delivery which ensured the enduring embedding of our key compliance messages in the minds of our senior leadership team.
Chief of Staff, Multinational Aerospace Company
They got up to speed very quickly and were always very quick to respond…they listened to what I was saying and always acted in my best interests.
Head of International Group Function – Multinational Engineering Company
They supported and advised us implementing our legal strategy, relying on their thorough knowledge and deep experience in dealing with the SFO. They were always a source for new ideas and proposals when the situation so warranted and always provided effective advice and counsel.
Chief Compliance Officer – Multinational Transport Company
Feb 21 2022
Having previously reduced its exposure to oil and gas by £878m during 2021, NatWest has committed to stop doing business with further coal and oil and gas companies that do not have “credible”…
Mar 22 2021
As the EU focuses increased attention on a greener future, and adopts measures for member states to ensure they implement environmentally sustainable goals at a national level, the EU has also turned…
Mar 12 2021
The Financial Services Bill
On 21 October 2020, the Financial Services Bill (the “Bill”) was introduced in the House of Commons. Over one year later, the Bill continues to be debated, this…
Navigate to a profile that you would like to add to this portfolio and click 'Save profile'
Click here to email this list.